Security Audit Procedures: Difference between revisions

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==Security Audit Guidance==
For security audit guidance, please refer to [[Audit_Guidance_Examination_Procedures | Audit Guidance Examination Procedures]]
==Executive Summary==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
'''Business Description'''<br>
<br>
'''Service Providers'''<br>
<br>
'''List Processor Relationships'''<br>
<br>
'''Connection to Payment Card Company'''<br>
<br>
'''Wholly-owned Entities'''<br>
<br>
'''International Entities'''<br>
</blockquote>
=='''Timeframe'''==
The on-site assessment occurred between '''<Month, Day, and Year>''' through '''<Month, Day, and Year>'''.
=='''Constraints'''==
Where there any obstacles to collecting information for the assessment?
=='''Interviewees'''==
The following individuals were interviewed:
<br>
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert detailed listing of all persons involved with this audit here. Include contact numbers, position information, and any other identifying information that might be helpful for future reference. Include subject matter details and dates.<br>
<br>
{| id="table1" width="100%" border="1"
| bgcolor="#C0C0C0" | '''Name'''
| bgcolor="#C0C0C0" | '''Title or Position'''
| bgcolor="#C0C0C0" | '''Subject Discussed'''
| bgcolor="#C0C0C0" | '''Date of Interview'''
|-
| John Doe
| Security Administrator
| Firewalls
| Date, Month, Year
|-
| Jack Brinks
| Security Guard
| Physical security
| Date, Month, Year
|-
| John Dogood
| Application Administrator
| Application X
| Date, Month, Year
|-
| Jane Someone
| Database Group Manager
| Organizational assimilation
| Date, Month, Year
|}
</blockquote>
=='''Scope of Audit'''==
Include detailed narrative and illustrative information to adequately describe in detail the full scope of this assessment. Include a separate technical detail along with an executive summary of your findings.
<br>
=='''Network Description'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert detailed declaration of all network segmentation information here.
</blockquote>
=='''Server Environment'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert itemization of all application support servers here.
</blockquote>
=='''Logging'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert information pertinent to logging facilities here.
</blockquote>
=='''Application Environment Description'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert critical application itemization information here.
</blockquote>
=='''Critical Infrastructure Hardware and Software'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert critical infrastructure hardware and support software itemization information here.
</blockquote>
=='''POS Products'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert list of POS items here.
</blockquote>
=='''Exclusions'''==
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert exclusionary items here.
</blockquote>
=='''Quarterly Scan Results'''==
=='''Quarterly Scan Results'''==
:* Please briefly summarize the 4 most recent quarterly scan results in comments at Requirement [[PCI_11: | 11.2]].
:* Please briefly summarize the 4 most recent quarterly scan results in comments at Requirement [[PCI_11: | 11.2]].
:* The scan should cover all externally accessible (Internet-facing) IP addresses in existence at the entity.
:* The scan should cover all externally accessible (Internet-facing) IP addresses in existence at the entity.
=='''Itemized Audit Results'''==
:* Include result and methodology data for each component under scope.
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
'''Testing Procedures'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert testing guidance here.
</blockquote>
'''Testing Frequency'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Describe testing frequency here.
<br>
</blockquote>
'''Evidence Archive Location'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Insert hyperlink or location of evidence archive.
<br>
</blockquote>
'''Control Stewards Process Narrative'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
<p><font color=#008000>Provide control steward commentary indicating the formal methodology in place.</font></p>
<br>
'''Control Steward – Jon Doe'''
<br>
</blockquote>
'''Process Illustration'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.
<br>
</blockquote>
'''Control Status and Auditors Commentary'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
<p><font color=#008000>The control is effective.</font></p>
<br>
[[Image:greenlock.jpg]]<br>
<br>
Status is acceptable.
<br>
</blockquote>
'''Control Exception Commentary'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Status is acceptable.
<br>
</blockquote>
'''Remediation Plan'''
<blockquote style="background: white; border: 1px solid black; padding: 1em;">
Remediation is not required at this time.
<br>
</blockquote>
<br>
</blockquote>


--[[User:Mdpeters|Mdpeters]] 07:14, 3 March 2007 (EST)
--[[User:Mdpeters|Mdpeters]] 07:14, 3 March 2007 (EST)
==Resources==
[[Audit_Booklet | Audit Booklet]]

Latest revision as of 14:40, 11 April 2007

Security Audit Guidance

For security audit guidance, please refer to Audit Guidance Examination Procedures

Executive Summary

Business Description

Service Providers

List Processor Relationships

Connection to Payment Card Company

Wholly-owned Entities

International Entities

Timeframe

The on-site assessment occurred between <Month, Day, and Year> through <Month, Day, and Year>.

Constraints

Where there any obstacles to collecting information for the assessment?

Interviewees

The following individuals were interviewed:

Insert detailed listing of all persons involved with this audit here. Include contact numbers, position information, and any other identifying information that might be helpful for future reference. Include subject matter details and dates.

Name Title or Position Subject Discussed Date of Interview
John Doe Security Administrator Firewalls Date, Month, Year
Jack Brinks Security Guard Physical security Date, Month, Year
John Dogood Application Administrator Application X Date, Month, Year
Jane Someone Database Group Manager Organizational assimilation Date, Month, Year

Scope of Audit

Include detailed narrative and illustrative information to adequately describe in detail the full scope of this assessment. Include a separate technical detail along with an executive summary of your findings.

Network Description

Insert detailed declaration of all network segmentation information here.

Server Environment

Insert itemization of all application support servers here.

Logging

Insert information pertinent to logging facilities here.

Application Environment Description

Insert critical application itemization information here.

Critical Infrastructure Hardware and Software

Insert critical infrastructure hardware and support software itemization information here.

POS Products

Insert list of POS items here.

Exclusions

Insert exclusionary items here.

Quarterly Scan Results

  • Please briefly summarize the 4 most recent quarterly scan results in comments at Requirement 11.2.
  • The scan should cover all externally accessible (Internet-facing) IP addresses in existence at the entity.

Itemized Audit Results

  • Include result and methodology data for each component under scope.

Testing Procedures

Insert testing guidance here.

Testing Frequency

Describe testing frequency here.

Evidence Archive Location

Insert hyperlink or location of evidence archive.

Control Stewards Process Narrative

Provide control steward commentary indicating the formal methodology in place.


Control Steward – Jon Doe

Process Illustration

Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.

Control Status and Auditors Commentary

The control is effective.


File:Greenlock.jpg

Status is acceptable.

Control Exception Commentary

Status is acceptable.

Remediation Plan

Remediation is not required at this time.


--Mdpeters 07:14, 3 March 2007 (EST)

Resources

Audit Booklet