SOX.2.7.15:

From HORSE - Holistic Operational Readiness Security Evaluation.
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1. Risk: Lapses in the continuity of application systems may prevent an organization from recording financial transactions and thereby undermine its integrity.
a. SOX.2.7.15 Management has established, documented and followed standard procedures for IT operations, including job scheduling and monitoring and responding tosecurity, availability and processing integrity events.

Testing Procedures

1. Determine if management has documented its procedures for IT operations, and operations are reviewed periodically for compliance.

2. Review a sample of events to confirm that response procedures are operating effectively. When used, review the job scheduling process and the procedures in place to monitor job completeness.

Testing Frequency

Annually

Evidence Archive Location

Insert hyperlink or location of evidence archive.

Control Stewards Process Narrative

Provide control steward commentary indicating the formal methodology in place.


Control Steward – Jane Manager

Process Illustration

Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.

Control Status and Auditors Commentary

The control is effective.


File:Greenlock.jpg

Status is acceptable.

Control Exception Commentary

Status is acceptable.

Remediation Plan

Remediation is not required at this time.