SOX.2.3.4:: Difference between revisions
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::'''1. Risk: Up-to-date backups of programs and data may not be available when needed.'''<br> | |||
:::a. [[SOX.2.3.4:|'''SOX.2.3.4''']] Procedures exist and are followed to periodically test the effectiveness of the restoration process and the quality of media backup.<br> | |||
</blockquote> | |||
'''Testing Procedures''' | |||
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Determine if the management of third-party services has been assigned to appropriate individuals.<br> | |||
<br> | |||
</blockquote> | |||
'''Testing Frequency''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
This should be an integral part of development in house. During the planning stages of development security, availability, and processing integrity must be considered. | |||
<br> | |||
</blockquote> | |||
'''Evidence Archive Location''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
Insert hyperlink or location of evidence archive. | |||
<br> | |||
</blockquote> | |||
'''Control Stewards Process Narrative''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
<p><font color=#008000>The BackupSystemAudit utility discovers and records system configuration information such as: | |||
<br> | |||
* Disk partitioning information. | * Disk partitioning information. | ||
* Volume manager configuration. | * Volume manager configuration. | ||
* Filesystem configuration. | * Filesystem configuration. | ||
<br> | |||
It records this information in a file that can later be cross-checked against the current configuration. If BackupSystemAudit detects a change in the configuration, it can notify you.<br> | |||
<br> | |||
[[Media:BackupSystemAudit.txt]] | |||
<br> | |||
</font></p> | |||
'''Control Steward – Jane Manager''' | |||
<br> | |||
</blockquote> | |||
'''Process Illustration''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration. | |||
<br> | |||
</blockquote> | |||
'''Control Status and Auditors Commentary''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
<p><font color=#008000>The control is effective.</font></p> | |||
<br> | |||
[[Image:greenlock.jpg]]<br> | |||
<br> | |||
Status is acceptable. | |||
<br> | |||
</blockquote> | |||
'''Control Exception Commentary''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
Status is acceptable. | |||
<br> | |||
</blockquote> | |||
'''Remediation Plan''' | |||
<blockquote style="background: white; border: 1px solid black; padding: 1em;"> | |||
Remediation is not required at this time. | |||
<br> | |||
</blockquote> | |||
Latest revision as of 14:05, 26 February 2007
- 1. Risk: Up-to-date backups of programs and data may not be available when needed.
- a. SOX.2.3.4 Procedures exist and are followed to periodically test the effectiveness of the restoration process and the quality of media backup.
Testing Procedures
Determine if the management of third-party services has been assigned to appropriate individuals.
Testing Frequency
This should be an integral part of development in house. During the planning stages of development security, availability, and processing integrity must be considered.
Evidence Archive Location
Insert hyperlink or location of evidence archive.
Control Stewards Process Narrative
The BackupSystemAudit utility discovers and records system configuration information such as:
- Disk partitioning information.
- Volume manager configuration.
- Filesystem configuration.
It records this information in a file that can later be cross-checked against the current configuration. If BackupSystemAudit detects a change in the configuration, it can notify you.
Media:BackupSystemAudit.txt
Control Steward – Jane Manager
Process Illustration
Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.
Control Status and Auditors Commentary
The control is effective.
File:Greenlock.jpg
Status is acceptable.
Control Exception Commentary
Status is acceptable.
Remediation Plan
Remediation is not required at this time.