PO10.6:

From HORSE - Holistic Operational Readiness Security Evaluation.
Revision as of 01:34, 2 May 2006 by Mdpeters (talk | contribs)
(diff) ← Older revision | Latest revision (diff) | Newer revision → (diff)
Jump to navigation Jump to search

PO 10.6 Project Phase Initiation

Control Objective:

Ensure that initiation of major project phases is formally approved and communicated to all stakeholders. Approval of the initial phase should be based on program governance decisions. Approval of subsequent phases should be based on review and acceptance of the deliverables of the previous phase, and approval of an updated business case at the next major review of the program. In the event of overlapping project phases, an approval point should be established by program and project sponsors to authorize project progression.

Applicability:

Sarbanes-Oxley
HIPAA
GLBA
PCI
FISMA
NIST SP 800-66
Ditscap
Control Exception
User Defined


Risk Association Control Activities:

1. Risk: In-House and/or Package applications may not meet all business and application control requirements.
a. SOX.4.3.1 Applications should be appropriately selected to achieve end user business needs and requirements.


Implementation Guide:

Process Narrative
Insert a description of the process narration that is applicable to the existing control statement this narrative refers to.

Process Illustration
Insert a process diagram, flowchart or other visual representation here to illustrate the process narrative.

File:Someimage.jpg

Control Commentary
Insert a description of the control that is applicable to the existing control statement this commentary refers to.

Control Exception Commentary
All accounts that remain following the comparison to current system accounts should be investigated as they are most likely policy violations and the result of a breakdown with segregation of duties or possibly an instance of collusion.

Evidence Archive Location
Insert Evidence Description Here.

Control Status and Auditors Commentary
Describe the condition of the applicable control and its effectiveness. Set the color icon to a redlock.jpg, yellowlock.jpg or greenlock.jpg.

File:Redlock.jpg

Remediation Plan
Insert remediation plan, applicability, or any information that indicates what needs to be done.

Supplemental Information:


Implementation guidance
Insert guidance in this section if it helps to elaborate upon the subject matter. Examples of evidence that would help guide the end user is desirable.