SOX.1.2:

1. Risk: Business requirements are not met or inadequately tested. Systems produce inaccurate results or do not meet usability requirements. A project that does not meet business requirements for internal controls at a milestone may continue without review and approval.

a. SOX.1.2: IT management involves users in the design of applications, selection of packaged software and the testing thereof, to maintain a reliable environment.

Testing Procedures

Review the SDLC methodology to determine if it addresses application controls. Consider whether there are appropriate steps so that application controls are considered throughout the development or acquisition life cycle, e.g., application controls should be included in the conceptual design and detailed design phases.

Testing Frequency

This should be an integral part of development in house. During the planning stages of development security, availability, and processing integrity must be considered.

Evidence Archive Location

Insert hyperlink or location of evidence archive.

Control Stewards Process Narrative

Provide control steward commentary indicating the formal methodology in place.

Control Steward – Jane Manager

Process Illustration

Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.

Control Status and Auditors Commentary

The control is effective.

File:Greenlock.jpg

Status is acceptable.

Control Exception Commentary

Status is acceptable.

Remediation Plan

Remediation is not required at this time.