SOX.2.0.11:: Difference between revisions
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::'''1. Risk: Business requirements are not met or third parties have inappropriate access to business data stores and business processes.'''<br> | ::'''1. Risk: Business requirements are not met or third parties have inappropriate access to business data stores and business processes.'''<br> | ||
:::a. [[SOX.2.0. | :::a. [[SOX.2.0.11:|'''SOX.2.0.11''']] A designated individual is responsible for regular monitoring and reporting on the achievement of the third-party service-level performance criteria.<br> | ||
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'''Testing Procedures''' | '''Testing Procedures''' | ||
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Determine if the management of third-party services has been assigned to appropriate individuals. Review the assignments listing and agree the listing to an active employees roster. <br> | |||
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'''Control Status and Auditors Commentary''' | '''Control Status and Auditors Commentary''' | ||
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<p><font color=#008000>The control is effective | <p><font color=#008000>The control is effective. </font></p> | ||
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[[Image:greenlock.jpg]]<br> | [[Image:greenlock.jpg]]<br> | ||
Revision as of 17:24, 14 June 2006
- 1. Risk: Business requirements are not met or third parties have inappropriate access to business data stores and business processes.
- a. SOX.2.0.11 A designated individual is responsible for regular monitoring and reporting on the achievement of the third-party service-level performance criteria.
Testing Procedures
Determine if the management of third-party services has been assigned to appropriate individuals. Review the assignments listing and agree the listing to an active employees roster.
Testing Frequency
Quarterly validation of all systems within scope.
Evidence Archive Location
Insert hyperlink or location of evidence archive.
Control Stewards Process Narrative
The AIX operating system prevents the addition of duplicate Ids. Furthermore, the regular review of administrator IDs listed above serves as a backstop for this control.
Control Steward – Steve Somebody
Process Illustration
Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.
Control Status and Auditors Commentary
The control is effective.
File:Greenlock.jpg
Status is acceptable.
Control Exception Commentary
Status is acceptable.
Remediation Plan
Remediation is not required at this time.