KY DOI A.1:

1. KY DOI A.1 Is there an IS steering committee or other evidence that top management is involved in the IS function and, if so, who are the members? Please provide copies of the steering committee meeting minutes or other evidence (e.g., memos or agendas) of steering committee meetings held during the period under review.

Testing Procedures

Input information on how to get this information.

Testing Frequency

How often should this evidence be tested?

Evidence Archive Location

Insert hyperlink or location of evidence archive like this: Media: KY DOI.doc

Control Stewards Process Narrative

The name, title and phone number of the insurance company's contact person responsible for providing the answers to this set of questions is:

Control Steward – Jane Manager

Process Illustration

Replace this test by inserting a process diagram, flowchart or other visual representation to illustrate the process narrative as necessary. Include a brief description of the process illustration.

Control Status and Auditors Commentary

The control is effective.

File:Greenlock.jpg

Status is acceptable.

Control Exception Commentary

Status is acceptable.

Remediation Plan

Remediation is not required at this time.

Supplemental Information

• PO 4.1 IT Process Framework
  
• PO 4.3 IT Steering Committee
  
• PO 10.3 Project Management Approach