DS6.1:: Difference between revisions

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'''PO 6.1 IT Policy and Control Environment'''<br>
'''DS 6.1 Definition of Services <br>
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'''Control Objective:'''<br>
'''Control Objective:'''<br>
<br>Define the elements of a control environment for IT, aligned with the enterprise’s management philosophy and operating style. These elements include expectations/requirements regarding delivery of value from IT investments, appetite for risk, integrity, ethical values, staff competence, accountability and responsibility. The control environment is based on a culture that supports value delivery while managing significant risks, encourages cross-divisional co-operation and teamwork, promotes compliance and continuous process improvement, and handles process deviations (including failure) well.  
<br>Identify all IT costs and map them to IT services to support a transparent cost model. IT services should be linked to business processes such that the business can identify associated service billing levels.
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'''Applicability:'''<br>
'''Applicability:'''<br>
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:: '''Sarbanes-Oxley'''
:: Sarbanes-Oxley
:: HIPAA
:: HIPAA
:: GLBA
:: GLBA
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'''Risk Association Control Activities:'''<br>
'''Risk Association Control Activities:'''<br>
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::'''1. Risk: Systems do not meet business needs because not all business functional and non functional requirements are effectively gathered.'''
:::a. SOX.1.8: Obtain a listing of system development and maintenance projects and, for a sample, obtain evidence that requirements analysis was performed and appropriately approved (including account management and IT security). Obtain and examine documents associated with requirements analysis from the corporate projects database.
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::'''2. Risk: Design and implementation of new applications may not be appropriately controlled.'''
:::a. SOX.1.9: Validate that each project sample has an associated project plan.
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::'''3. Risk: Financial systems fail due to a lack of operational procedures being executed.'''
:::a. SOX.2.0.2: Controls provide reasonable assurance that IT daily operation procedures are executed.
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::'''4. Risk: Security incidents and incompliance with information security procedures may go overlooked and not addressed.'''
:::a. SOX.3.1.1: Management should monitor security incidents and the extent of compliance with information security procedures. <br>
'''Implementation Guide:'''<br>
'''Implementation Guide:'''<br>
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'''Supplemental Information:'''<br>
'''Supplemental Information:'''<br>
<br>ITIL Planning to Implement, What is the Vision? 2.2 Communicating the vision <br><br>
ISO 17799 3.1 Information security policy <br>
ISO 17799 6.3 Responding to security incidents and malfunctions <br>
ISO 17799 4.1 Information security infrastructure <br>
ISO 17799 6.1 Security in job definition and resourcing <br>
ISO 17799 6.2 User training

Latest revision as of 14:06, 5 May 2006

DS 6.1 Definition of Services

Control Objective:

Identify all IT costs and map them to IT services to support a transparent cost model. IT services should be linked to business processes such that the business can identify associated service billing levels.

Applicability:

Sarbanes-Oxley
HIPAA
GLBA
PCI
FISMA
NIST SP 800-66
Ditscap
Control Exception
User Defined


Risk Association Control Activities:

Implementation Guide:

Process Narrative
Insert a description of the process narration that is applicable to the existing control statement this narrative refers to.

Process Illustration
Insert a process diagram, flowchart or other visual representation here to illustrate the process narrative.

File:Someimage.jpg

Control Commentary
Insert a description of the control that is applicable to the existing control statement this commentary refers to.

Control Exception Commentary
Insert a description of the control exception that is applicable to the existing control statement this commentary refers to.

Evidence Archive Location
Insert Evidence Description Here.

Control Status and Auditors Commentary
Describe the condition of the applicable control and its effectiveness. Set the color icon to a redlock.jpg, yellowlock.jpg or greenlock.jpg.

File:Redlock.jpg

Remediation Plan
Insert remediation plan, applicability, or any information that indicates what needs to be done.

Supplemental Information:

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